Investment Adviser Regulatory Update 2024-2025: Rapid-Fire Summary
Get a fast-paced overview of critical regulatory updates shaping investment strategies and compliance tactics today. We'll cover key SEC rule changes, including the internet advisor exemption update, proposed customer identification program (CIP) requirements, expanded cybersecurity standards, and more. Stay ahead of the curve and ensure your compliance practices are up to date. Register today!
- Discuss proactive compliance with SEC and FinCEN anti-money laundering rules proposal.
- Tace the impact of SEC's recent private fund adviser rule.
- Hear the latest on guarding client data and shoring up your cyber defenses.
Original: $229.00
-65%$229.00
$80.15Investment Adviser Regulatory Update 2024-2025: Rapid-Fire Summary
Get a fast-paced overview of critical regulatory updates shaping investment strategies and compliance tactics today. We'll cover key SEC rule changes, including the internet advisor exemption update, proposed customer identification program (CIP) requirements, expanded cybersecurity standards, and more. Stay ahead of the curve and ensure your compliance practices are up to date. Register today!
- Discuss proactive compliance with SEC and FinCEN anti-money laundering rules proposal.
- Tace the impact of SEC's recent private fund adviser rule.
- Hear the latest on guarding client data and shoring up your cyber defenses.
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Description
Get a fast-paced overview of critical regulatory updates shaping investment strategies and compliance tactics today. We'll cover key SEC rule changes, including the internet advisor exemption update, proposed customer identification program (CIP) requirements, expanded cybersecurity standards, and more. Stay ahead of the curve and ensure your compliance practices are up to date. Register today!
- Discuss proactive compliance with SEC and FinCEN anti-money laundering rules proposal.
- Tace the impact of SEC's recent private fund adviser rule.
- Hear the latest on guarding client data and shoring up your cyber defenses.
